Tommy Chung Lai Shum
沈仲禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Chung Lai Shum (沈仲禮), a licensed Representative with CE reference ANT372. Currently licensed at 1 firm(s): Balyasny Asset Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-07-07 | present |
| 1020 Capital Management Limited |
Rep | Type 9 — Asset management | 2024-05-21 | 2025-05-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-13 | 2023-06-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-09-13 | 2023-06-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-20 | 2022-07-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-07 | 2022-07-29 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-07 | 2022-07-29 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-10 | 2019-07-15 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2006-08-11 | 2006-10-31 |