Liping Zhu
朱力平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liping Zhu (朱力平), a licensed Representative with CE reference ANT815. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-24 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-24 | present |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-02 | 2016-11-18 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
RO | Type 9 — Asset management | 2014-07-02 | 2016-11-18 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-19 | 2014-07-02 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
Rep | Type 9 — Asset management | 2013-06-10 | 2014-07-02 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-07-28 | 2013-04-06 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-02-25 | 2013-04-06 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2008-02-25 | 2013-04-06 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-02-25 | 2013-04-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-05 | 2008-01-25 |