Shuk Man Charmaine Lo
羅淑文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Man Charmaine Lo (羅淑文), a licensed former licensee with CE reference ANT856. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Actelligent Capital Management Limited |
RO | Type 4 — Advising on securities | 2019-06-24 | 2022-07-20 |
| Actelligent Capital Management Limited |
RO | Type 9 — Asset management | 2019-06-24 | 2022-07-20 |
| Makto Capital Management Limited | Rep | Type 4 — Advising on securities | 2017-10-23 | 2018-02-08 |
| Makto Capital Management Limited | Rep | Type 9 — Asset management | 2017-09-07 | 2018-02-08 |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-06-29 | 2017-03-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-07 | 2011-10-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-07 | 2011-10-03 |
| EMP-Daiwa Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2008-09-29 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-08-14 | 2008-09-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-08-14 | 2008-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-08-14 | 2008-09-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2006-08-14 | 2008-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2006-08-14 | 2008-09-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2006-08-14 | 2008-09-10 |