Agnes Wan Suen Shea
佘韻璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agnes Wan Suen Shea (佘韻璇), a licensed former licensee with CE reference ANV160. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2019-07-26 | 2020-08-05 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2019-07-26 | 2020-08-05 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-10-18 | 2019-07-26 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-10-18 | 2019-07-26 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-20 | 2009-05-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-13 | 2008-11-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-17 | 2008-11-21 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-25 | 2007-10-09 |