Graham Ting Tung Lee
李庭棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Ting Tung Lee (李庭棟), a licensed former licensee with CE reference ANX993. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-04 | 2024-09-01 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-29 | 2019-05-02 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-29 | 2019-05-02 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-13 | 2017-12-05 |
| Gong Ping Futures Limited 公平期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-11-22 | 2017-12-05 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-08-28 | 2009-09-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-03 | 2009-09-18 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-26 | 2009-09-18 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-17 | 2008-08-30 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-03 | 2008-05-30 |