Kwun Chi Shum
沈冠智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Chi Shum (沈冠智), a licensed former licensee with CE reference ANY036. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-03 | 2017-06-27 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-03 | 2017-06-27 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-08-03 | 2017-06-27 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-11 | 2008-01-05 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-11 | 2008-01-05 |