Timothy Lok Tin Lam
林樂天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Lok Tin Lam (林樂天), a licensed former licensee with CE reference ANY093. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-11 | 2023-05-12 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-02-11 | 2023-05-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-02 | 2020-10-05 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-02 | 2020-10-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-03 | 2017-03-25 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-02-18 | 2013-01-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-12-31 | 2009-04-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-21 | 2009-04-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-21 | 2009-04-01 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-15 | 2007-11-30 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-12 | 2007-11-30 |