Raymond Maguire
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Maguire ( ), a licensed former licensee with CE reference ANZ631. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-05-04 | 2020-03-20 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2012-09-04 | 2014-07-22 |
| Tufton Oceanic Far East Limited |
RO | Type 1 — Dealing in securities | 2009-11-19 | 2012-06-30 |
| Tufton Oceanic Far East Limited |
RO | Type 4 — Advising on securities | 2009-11-19 | 2012-06-30 |
| Tufton Oceanic Far East Limited |
RO | Type 9 — Asset management | 2009-11-19 | 2012-06-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2006-09-29 | 2008-10-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-09-29 | 2008-10-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2006-09-29 | 2008-10-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2006-09-29 | 2008-10-18 |