Chi Lap Kwok
郭志立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Lap Kwok (郭志立), a licensed Representative with CE reference AOC786. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-22 | present |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-22 | present |
| iBest Investment Services Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2017-07-20 | 2019-01-25 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-22 | 2011-06-10 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-22 | 2011-06-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-28 | 2021-03-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-03 | 2021-03-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-12-03 | 2019-10-17 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-03-07 | 2007-11-19 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-01 | 2007-11-19 |