Chun Pong (SFC:AOD724) Lee
李振邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Pong (SFC:AOD724) Lee (李振邦), a licensed former licensee with CE reference AOD724. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-06-04 | 2021-06-04 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-10 | 2019-07-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-27 | 2021-06-04 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-27 | 2021-06-04 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-09-27 | 2017-01-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-22 | 2016-08-31 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-30 | 2014-09-06 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-10 | 2014-09-06 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-31 | 2007-09-04 |