Lei Luo
羅磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Luo (羅磊), a licensed former licensee with CE reference AOJ150. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Destination Partners Limited 江源資本管理有限公司 |
RO | Type 9 — Asset management | 2022-11-22 | 2024-01-31 |
| Destination Partners Limited 江源資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-27 | 2022-11-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-06 | 2022-06-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-29 | 2022-06-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-02 | 2009-06-19 |