Kang Woo Yi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kang Woo Yi ( ), a licensed former licensee with CE reference AOQ532. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-26 | 2011-10-26 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-26 | 2011-10-26 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-12-19 | 2010-05-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-07 | 2010-05-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-07 | 2008-12-19 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-17 | 2008-07-08 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-26 | 2008-07-08 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-26 | 2008-07-08 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-02-26 | 2008-07-08 |