Adam Geoffrey Lavis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Geoffrey Lavis ( ), a licensed former licensee with CE reference AOR778. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2014-08-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-26 | 2014-08-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-09-26 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-09-26 | 2013-08-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-02 | 2011-08-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-02 | 2011-08-10 |
| Double Haven Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2009-04-22 | 2010-04-30 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-07-01 | 2009-04-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-03-12 | 2008-03-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-03-12 | 2008-03-19 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-12 | 2008-03-19 |