Adam Boyd Upton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Boyd Upton ( ), a licensed Representative with CE reference AOS564. Currently licensed at 1 firm(s): Bowman and Fitzhugh Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bowman and Fitzhugh Asset Management Limited | Rep | Type 4 — Advising on securities | 2026-03-19 | present |
| Bowman and Fitzhugh Asset Management Limited | Rep | Type 9 — Asset management | 2026-03-19 | present |
| Toscafund HK Limited |
Rep | Type 4 — Advising on securities | 2024-06-28 | 2026-01-30 |
| Toscafund HK Limited |
Rep | Type 9 — Asset management | 2024-06-28 | 2026-01-30 |
| AOP Capital Limited | Rep | Type 4 — Advising on securities | 2024-06-26 | 2024-06-28 |
| AOP Capital Limited | Rep | Type 9 — Asset management | 2024-06-26 | 2024-06-28 |
| AOP Capital Limited | RO | Type 4 — Advising on securities | 2020-05-28 | 2024-06-26 |
| AOP Capital Limited | RO | Type 9 — Asset management | 2017-10-13 | 2024-06-26 |
| Trafalgar Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2014-10-14 | 2017-09-29 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2007-03-23 | 2012-09-21 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-03-23 | 2012-09-21 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | 2007-03-23 | 2012-09-21 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2007-03-23 | 2012-09-21 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2007-03-23 | 2012-09-21 |