Xiaowen Qiu
邱曉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowen Qiu (邱曉文), a licensed Responsible Officer with CE reference AOT974. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-16 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-31 | 2011-12-16 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-14 | 2011-09-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-06-14 | 2011-09-17 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-10-27 | 2009-07-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-09-17 | 2011-09-17 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-17 | 2009-07-31 |
| Countrywide Capital Markets Asia (H.K.) Limited |
RO | Type 1 — Dealing in securities | 2008-04-24 | 2008-08-31 |
| Countrywide Capital Markets Asia (H.K.) Limited |
Rep | Type 1 — Dealing in securities | 2007-04-04 | 2008-04-24 |