Shun Man Yip
葉舜文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Man Yip (葉舜文), a licensed Responsible Officer with CE reference AOY468. Currently licensed at 1 firm(s): CCB International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-29 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 — Advising on securities | 2025-04-29 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-04-29 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-27 | 2025-04-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-27 | 2025-04-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-09-27 | 2025-04-29 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-27 | 2016-05-27 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-27 | 2016-05-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-08-29 | 2012-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2011-08-29 | 2012-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-08-29 | 2012-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2011-08-29 | 2012-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2011-08-29 | 2012-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2011-08-29 | 2012-04-27 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-21 | 2011-05-27 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-21 | 2011-05-27 |