Geoffrey John Cook
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey John Cook, a licensed Representative with CE reference APB534. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-09 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-09 | present |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-26 | 2017-07-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-24 | 2016-09-24 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2009-07-15 | 2011-09-23 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2009-07-15 | 2011-09-23 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-06 | 2009-02-28 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-06 | 2009-02-28 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-06-06 | 2009-02-28 |