Yan Ming Kwok
郭恩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ming Kwok (郭恩明), a licensed former licensee with CE reference APC521. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-08-25 | 2023-08-27 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-29 | 2016-08-25 |
| Akron Corporate Finance Limited 亞貝隆資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-04-23 | 2016-05-31 |
| Akron Corporate Finance Limited 亞貝隆資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-01 | 2015-04-23 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-04-18 | 2014-10-24 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-03 | 2014-10-24 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-27 | 2010-07-25 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2010-07-25 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-18 | 2010-07-25 |