Shu Sing Wong
王樹昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Sing Wong (王樹昇), a licensed Responsible Officer with CE reference APD420. Currently licensed at 2 firm(s): Bright Moon Capital Limited, Bright Moon Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 28.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Moon Capital Limited 銘皓資本有限公司 |
RO | Type 4 — Advising on securities | 2025-08-05 | present |
| Bright Moon Capital Limited 銘皓資本有限公司 |
RO | Type 9 — Asset management | 2025-08-05 | present |
| Bright Moon Securities Limited 銘皓證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-04 | present |
| Long Bridge HK Limited 長橋證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-01 | 2021-11-19 |
| Long Bridge HK Limited 長橋證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2020-12-01 | 2021-11-19 |
| Long Bridge HK Limited 長橋證券（香港）有限公司 |
RO | Type 9 — Asset management | 2020-12-01 | 2021-11-19 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-16 | 2020-04-10 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-02-16 | 2020-04-10 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 4 — Advising on securities | 2017-02-16 | 2020-04-10 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 9 — Asset management | 2017-02-16 | 2020-04-10 |
| United Zone Investment Limited 聯際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-18 | 2017-02-16 |
| United Zone Investment Limited 聯際投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-18 | 2017-02-16 |
| United Zone Investment Limited 聯際投資有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-18 | 2017-02-16 |
| United Zone Investment Limited 聯際投資有限公司 |
Rep | Type 9 — Asset management | 2017-01-18 | 2017-02-16 |
| Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-18 | 2017-01-18 |
| Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-10-18 | 2017-01-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-28 | 2016-05-04 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-28 | 2016-05-04 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-21 | 2015-05-15 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-21 | 2015-05-15 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-09 | 2015-02-14 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-09 | 2015-02-14 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-26 | 2013-08-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-28 | 2010-12-29 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-28 | 2010-12-29 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-26 | 2008-10-25 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-21 | 2008-10-25 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2008-04-21 |