Shing Hon Kong
江承翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Hon Kong (江承翰), a licensed former licensee with CE reference APJ122. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-08 | 2018-09-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-02 | 2015-09-04 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-02 | 2015-09-04 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-02 | 2015-09-04 |
| Tora Trading Services Limited | Rep | Type 1 — Dealing in securities | 2011-04-28 | 2011-12-22 |
| Tora Trading Services Limited | Rep | Type 2 — Dealing in futures contracts | 2011-04-28 | 2011-12-22 |
| Tora Trading Services Limited | Rep | Type 7 — Providing automated trading services | 2011-04-28 | 2011-12-22 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-21 | 2011-01-13 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-21 | 2011-01-13 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-01 | 2010-06-01 |