Annie Yue Wai Tang
鄧宇蕙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Yue Wai Tang (鄧宇蕙), a licensed Representative with CE reference APL963. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2015-02-18 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2015-02-18 | present |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-01-12 | 2015-01-30 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-01-12 | 2015-01-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-01-26 | 2011-12-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-01-26 | 2011-12-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-01-26 | 2011-12-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-01-26 | 2011-12-07 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-09 | 2010-10-02 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2007-10-09 | 2010-10-02 |