Andrew Francis Highfield
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Francis Highfield ( ), a licensed former licensee with CE reference APP193. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| A1 Capital Partners Limited |
RO | Type 1 — Dealing in securities | 2017-05-10 | 2019-06-30 |
| A1 Capital Partners Limited |
RO | Type 4 — Advising on securities | 2017-05-10 | 2019-06-30 |
| A1 Capital Partners Limited |
RO | Type 6 — Advising on corporate finance | 2017-05-10 | 2019-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-08-26 | 2016-03-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-08-26 | 2016-03-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-08-26 | 2016-03-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2013-08-26 | 2016-03-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2013-08-26 | 2016-03-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2013-08-26 | 2016-03-10 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2013-05-23 |
| Black Crane Investment Management Limited |
Rep | Type 4 — Advising on securities | 2010-03-15 | 2010-06-30 |
| Black Crane Investment Management Limited |
Rep | Type 9 — Asset management | 2010-03-15 | 2010-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-10 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-10 | 2008-11-21 |