Sze Ling Yuen
阮思玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ling Yuen (阮思玲), a licensed Responsible Officer with CE reference APR853. Currently licensed at 1 firm(s): SW Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-03-15 | present |
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 4 — Advising on securities | 2024-03-15 | present |
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 9 — Asset management | 2024-03-15 | present |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-24 | 2023-12-20 |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
RO | Type 4 — Advising on securities | 2022-08-24 | 2023-12-20 |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
RO | Type 9 — Asset management | 2022-08-24 | 2023-12-20 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2010-08-11 | 2012-09-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-11 | 2012-09-07 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2010-08-11 | 2012-09-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-08-11 | 2012-09-07 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-24 | 2010-07-24 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-24 | 2010-07-24 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 9 — Asset management | 2007-09-24 | 2010-07-24 |