Franky Ming Chit Choi
蔡明哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Franky Ming Chit Choi (蔡明哲), a licensed former licensee with CE reference APY708. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Limited 瑞萬通博有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-06-24 | 2022-04-11 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-11 | 2022-04-11 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-11 | 2021-06-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-15 | 2015-02-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-15 | 2015-02-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-10 | 2014-09-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-10 | 2014-09-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-01 | 2012-01-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-01 | 2012-01-06 |