Kwok Yiu Louis Lau
劉國耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yiu Louis Lau (劉國耀), a licensed former licensee with CE reference APZ172. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-11-04 | 2014-04-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-16 | 2014-04-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-31 | 2014-04-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-31 | 2014-04-29 |