William W L Chan
陳穎庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William W L Chan (陳穎庭), a licensed former licensee with CE reference APZ523. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-05 | 2025-03-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-03 | 2013-08-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-21 | 2013-08-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-11-21 | 2013-08-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-11-21 | 2013-08-30 |
| IMC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2007-11-12 | 2010-04-09 |
| IMC Asia Pacific Limited |
Rep | Type 2 — Dealing in futures contracts | 2007-11-12 | 2010-04-09 |