Xiaosui Xia
夏小穗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaosui Xia (夏小穗), a licensed former licensee with CE reference AQA110. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-03 | 2020-07-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-04-03 | 2020-07-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-10 | 2020-07-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-08-10 | 2020-07-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2010-08-10 | 2020-07-31 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-02 | 2010-07-26 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-02 | 2010-07-26 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-02 | 2010-07-26 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-12-02 | 2010-07-26 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-12-27 | 2008-10-31 |