Cherie Che Man Lai
黎子敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cherie Che Man Lai (黎子敏), a licensed former licensee with CE reference AQA449. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ISP Financial Services (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2021-07-08 | 2022-10-21 |
| ISP Financial Services (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2021-06-10 | 2022-10-21 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2020-11-19 | 2021-05-07 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2013-09-27 | 2016-02-12 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2013-09-27 | 2016-02-12 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-05-07 | 2010-11-19 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-07 | 2010-11-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-21 | 2009-10-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-21 | 2009-10-20 |