Hon Tak Ip
葉漢德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Tak Ip (葉漢德), a licensed Responsible Officer with CE reference AQJ001. Currently licensed at 1 firm(s): GAOYU SECURITIES LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 4 — Advising on securities | 2024-12-16 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-30 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 9 — Asset management | 2024-04-30 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-11 | 2023-09-30 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-01-11 | 2023-09-30 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 4 — Advising on securities | 2021-01-11 | 2023-09-30 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-19 | 2020-10-13 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-05-19 | 2020-10-13 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-05-19 | 2020-10-13 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-07 | 2020-05-19 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-07 | 2020-05-19 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-07 | 2020-05-19 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-31 | 2020-03-31 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-09-16 | 2020-03-31 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-28 | 2020-03-31 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-10 | 2015-01-28 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-10 | 2015-09-16 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-03 | 2013-07-24 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-03 | 2013-07-24 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-22 | 2009-01-19 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-22 | 2009-01-19 |