Wan Nei Leung
梁韻妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Nei Leung (梁韻妮), a licensed former licensee with CE reference AQJ822. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-26 | 2023-09-19 |
| Hooray Capital Limited 好盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-28 | 2019-01-01 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-08 | 2023-06-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-21 | 2018-10-03 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-21 | 2018-10-03 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2017-01-27 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-06 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-06 | 2016-06-30 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-18 | 2014-12-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-30 | 2008-08-08 |