Shun Lam
林順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Lam (林順), a licensed Representative with CE reference AQL493. Currently licensed at 1 firm(s): Grey Investment Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-31 | present |
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 9 — Asset management | 2025-03-31 | present |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-27 | 2024-05-31 |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 9 — Asset management | 2023-03-27 | 2024-05-31 |
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 9 — Asset management | 2014-01-02 | 2015-06-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-20 | 2013-08-09 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-20 | 2013-08-09 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-20 | 2013-08-09 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-12 | 2013-08-09 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-12 | 2013-08-09 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-12 | 2013-08-09 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2009-12-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-05 | 2009-12-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-05 | 2009-12-25 |