Yee Him Tsui
崔以謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Him Tsui (崔以謙), a licensed former licensee with CE reference AQM133. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2021-04-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-13 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-13 | 2021-04-01 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-11 | 2012-06-05 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-11 | 2012-06-05 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-08-03 | 2010-10-21 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-15 | 2010-10-21 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-15 | 2010-10-21 |