Yiu Kit Lu
呂耀傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kit Lu (呂耀傑), a licensed former licensee with CE reference AQQ035. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-05 | 2019-10-04 |
| Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-03-05 | 2019-10-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-02-26 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-29 | 2019-02-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-13 | 2017-10-02 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-15 | 2014-06-07 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-15 | 2014-06-07 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-06 | 2009-05-12 |