Yihua Ding

丁懿華
CE No. AQQ496 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yihua Ding (丁懿華), a licensed former licensee with CE reference AQQ496. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
ROC Partners (HK) Limited
鵬豐資本有限公司
RO Type 1 — Dealing in securities 2022-05-18 2026-04-27
ROC Partners (HK) Limited
鵬豐資本有限公司
RO Type 4 — Advising on securities 2022-05-18 2026-04-27
ROC Partners (HK) Limited
鵬豐資本有限公司
Rep Type 1 — Dealing in securities 2018-04-06 2022-05-18
ROC Partners (HK) Limited
鵬豐資本有限公司
Rep Type 9 — Asset management 2017-02-28 2022-08-10
ROC Partners (HK) Limited
鵬豐資本有限公司
Rep Type 4 — Advising on securities 2016-06-24 2022-05-18
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 6 — Advising on corporate finance 2008-11-26 2014-05-07
China International Capital Corporation (International) Limited
中國國際金融(國際)有限公司
Rep Type 6 — Advising on corporate finance 2008-03-12 2008-12-31

Related