ROC Partners (HK) Limited
鵬豐資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ROC Partners (HK) Limited (鵬豐資本有限公司), a Hong Kong-based licensed corporation with CE reference BDM809. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 4 (total recorded over time: 13). Earliest licence on file: 2015-02-03.
Registered address
Suite 2810, One Chinachem Central, 22 Des Voeux Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-12-22 | present |
| Type 4 — Advising on securities | 2015-02-03 | present |
| Type 9 — Asset management | 2016-12-22 | 2022-08-12 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yihua Ding 丁懿華 | RO 1, 4 Rep 1, 4, 9 | 2016-06 | 2026-04 |
| Vincent Ching Wing Ho 何正永 | RO 4 | 2015-02 | 2015-11 |
| Saisai Hu 胡賽賽 | RO 1, 4 Rep 1, 4, 9 | 2020-08 | Present |
| Frewen Lam | RO 1, 4, 9 | 2015-02 | Present |
| Shaw Yun Ng |