ROC Partners (HK) Limited

鵬豐資本有限公司
CE No. BDM809 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ROC Partners (HK) Limited (鵬豐資本有限公司), a Hong Kong-based licensed corporation with CE reference BDM809. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 4 (total recorded over time: 13). Earliest licence on file: 2015-02-03.

Registered address

Suite 2810, One Chinachem Central, 22 Des Voeux Road, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2016-12-22 present
Type 4 — Advising on securities 2015-02-03 present
Type 9 — Asset management 2016-12-22 2022-08-12

Licensed staff (all-time) (13)
Active on date

Name Activities First licensed To
Yihua Ding 丁懿華 RO 1, 4 Rep 1, 4, 9 2016-06 2026-04
Vincent Ching Wing Ho 何正永 RO 4 2015-02 2015-11
Saisai Hu 胡賽賽 RO 1, 4 Rep 1, 4, 9 2020-08 Present
Frewen Lam RO 1, 4, 9 2015-02 Present
Shaw Yun Ng RO 1, 4, 9 2015-11 2022-06
Zhixiang Zhang 張志翔 RO 1, 4, 9 Rep 1, 4, 9 2015-02 Present
Cambie Kam Pui Chan 陳錦珮 Rep 1, 4, 9 2015-02 2024-01
Mang Kiu Chan 陳漫橋 Rep 1, 4 2021-06 Present
Taeyoung Chung 丁泰榮 Rep 4, 9 2015-10 2017-10
Matthew Hunkee Eng 伍恆基 Rep 4 2015-05 2015-11
Zhuoyuan Li 李卓媛 Rep 1, 4, 9 2019-10 2023-12
William Kin On Lo 羅健安 Rep 1, 4, 9 2016-05 2019-07
Daryl Wee Rep 1, 4, 9 2017-07 2021-10
Showing 1–13 of 13

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