Saisai Hu
胡賽賽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saisai Hu (胡賽賽), a licensed Responsible Officer with CE reference BAB450. Currently licensed at 1 firm(s): ROC Partners (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
RO | Type 1 — Dealing in securities | 2026-04-08 | present |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
RO | Type 4 — Advising on securities | 2026-04-08 | present |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-28 | 2026-04-08 |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-28 | 2026-04-08 |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
Rep | Type 9 — Asset management | 2020-08-28 | 2022-07-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2016-02-23 | 2017-08-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2016-02-23 | 2017-08-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2016-02-23 | 2017-08-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-20 | 2014-09-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-20 | 2014-09-19 |