Zhi Fang
方志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi Fang (方志), a licensed Responsible Officer with CE reference AQR774. Currently licensed at 1 firm(s): STAR RIVER SECURITIES LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 9 — Asset management | 2018-12-12 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-09 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 4 — Advising on securities | 2018-10-09 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-09 | 2018-07-10 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 4 — Advising on securities | 2016-09-09 | 2018-07-10 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 9 — Asset management | 2016-09-09 | 2018-07-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2015-08-18 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-20 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-05-20 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2010-05-20 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-18 | 2015-08-18 |