Ka Yan Tai
戴家欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan Tai (戴家欣), a licensed Responsible Officer with CE reference AQU175. Currently licensed at 1 firm(s): Positano Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Positano Wealth Management Limited 知見財富管理顧問有限公司 |
RO | Type 4 — Advising on securities | 2018-11-30 | present |
| Positano Wealth Management Limited 知見財富管理顧問有限公司 |
RO | Type 9 — Asset management | 2018-11-30 | present |
| Positano Wealth Management Limited 知見財富管理顧問有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-13 | 2018-11-30 |
| Positano Wealth Management Limited 知見財富管理顧問有限公司 |
Rep | Type 9 — Asset management | 2017-10-13 | 2018-11-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-05-20 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-03 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-04-03 | 2010-12-06 |