Muzhi Li
李牧之
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Muzhi Li (李牧之), a licensed Responsible Officer with CE reference AQU539. Currently licensed at 1 firm(s): Luven Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luven Capital Management Limited 路問資本管理有限公司 |
RO | Type 9 — Asset management | 2023-12-20 | present |
| Arete Research Asia Limited |
RO | Type 4 — Advising on securities | 2017-06-12 | 2018-03-03 |
| Arete Research Asia Limited |
Rep | Type 4 — Advising on securities | 2014-05-14 | 2017-06-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-03 | 2014-03-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-22 | 2012-02-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-08 | 2009-02-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-08 | 2009-02-13 |