Mengyao Zhu

朱梦嶢
CE No. AQU630 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mengyao Zhu (朱梦嶢), a licensed Responsible Officer with CE reference AQU630. Currently licensed at 1 firm(s): Lazard Asia (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Lazard Asia (Hong Kong) Limited RO Type 1 — Dealing in securities 2024-04-26 present
Lazard Asia (Hong Kong) Limited RO Type 4 — Advising on securities 2024-04-26 present
Lazard Asia (Hong Kong) Limited RO Type 6 — Advising on corporate finance 2024-04-26 present
Lazard Asia (Hong Kong) Limited Rep Type 1 — Dealing in securities 2014-07-04 2024-04-26
Lazard Asia (Hong Kong) Limited Rep Type 4 — Advising on securities 2014-07-04 2024-04-26
Lazard Asia (Hong Kong) Limited Rep Type 6 — Advising on corporate finance 2014-07-04 2024-04-26
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 6 — Advising on corporate finance 2013-03-28 2014-04-28
BNP Paribas Capital (Asia Pacific) Limited
法國巴黎資本(亞太)有限公司
Rep Type 6 — Advising on corporate finance 2010-11-19 2014-04-28
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 1 — Dealing in securities 2008-04-16 2010-09-04
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 6 — Advising on corporate finance 2008-04-16 2010-09-04

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