Marie Ann Palmer
馬楚瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marie Ann Palmer (馬楚瑩), a licensed former licensee with CE reference AQU968. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-23 | 2026-02-01 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-23 | 2026-02-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-23 | 2013-09-16 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-23 | 2013-09-16 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-04 | 2013-07-11 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-04 | 2013-07-11 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-14 | 2011-10-31 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-14 | 2011-10-31 |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-15 | 2009-09-11 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-21 | 2009-09-11 |