Kwok Chu Wong
黃國柱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chu Wong (黃國柱), a licensed Responsible Officer with CE reference AQV376. Currently licensed at 2 firm(s): GF Securities (Hong Kong) Brokerage Limited, GF Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-07 | present |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-05-07 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-01 | 2024-05-07 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-03-01 | 2024-05-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-05 | 2022-10-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-05 | 2022-10-07 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-05 | 2022-10-07 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-24 | 2021-10-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-16 | 2021-10-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-10-16 | 2021-10-22 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-14 | 2013-10-02 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-14 | 2013-10-02 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-11-14 | 2013-10-02 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-03 | 2011-10-28 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-10 | 2010-08-01 |