Wai Man (SFC:AQZ728) Lam
林偉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:AQZ728) Lam (林偉文), a licensed former licensee with CE reference AQZ728. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-01-14 | 2016-07-08 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-23 | 2021-10-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-26 | 2021-10-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-07 | 2021-10-29 |