Neil Iain McLean
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Iain McLean ( ), a licensed former licensee with CE reference ARB806. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-04 | 2018-09-14 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 — Advising on securities | 2016-11-04 | 2018-09-14 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 — Providing automated trading services | 2016-11-04 | 2018-09-14 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-17 | 2016-11-04 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-17 | 2016-11-04 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-12-17 | 2016-11-04 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-04 | 2012-12-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-27 | 2012-12-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-27 | 2012-12-16 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-27 | 2010-02-19 |