Chun Fung Chan
陳俊峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Fung Chan (陳俊峰), a licensed Responsible Officer with CE reference ARD430. Currently licensed at 3 firm(s): Funderstone Asset Management (HK) Limited, Funderstone Futures Limited, Funderstone Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | 2024-01-15 | present |
| Funderstone Futures Limited | RO | Type 9 — Asset management | 2023-07-19 | present |
| Funderstone Securities Limited | RO | Type 9 — Asset management | 2023-05-03 | present |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | 2019-09-04 | present |
| Funderstone Futures Limited | RO | Type 2 — Dealing in futures contracts | 2019-09-04 | present |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | 2019-09-04 | present |
| Funderstone Futures Limited | RO | Type 5 — Advising on futures contracts | 2019-09-04 | present |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-03 | 2019-06-09 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-14 | 2015-03-23 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-24 | 2013-03-14 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-07-24 | 2015-03-22 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-07-24 | 2015-03-22 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-23 | 2012-07-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-23 | 2012-07-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-03 | 2010-11-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-03 | 2010-11-13 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-10 | 2009-11-20 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-10 | 2009-11-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-30 | 2008-11-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-30 | 2008-11-22 |