Yan Lu
陸彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Lu (陸彥), a licensed Responsible Officer with CE reference ARH429. Currently licensed at 1 firm(s): Jupiter Research Capital (Asia) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jupiter Research Capital (Asia) Limited |
RO | Type 9 — Asset management | 2021-11-23 | present |
| Jupiter Research Capital (Asia) Limited |
Rep | Type 9 — Asset management | 2021-10-15 | 2021-11-23 |
| Pandtong Quantitative Research Limited 磐通量化研究有限公司 |
RO | Type 4 — Advising on securities | 2021-02-18 | 2021-09-16 |
| Pandtong Quantitative Research Limited 磐通量化研究有限公司 |
RO | Type 9 — Asset management | 2021-02-18 | 2021-09-16 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-11 | 2020-04-01 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-11 | 2020-04-01 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-11-11 | 2017-12-11 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-22 | 2013-08-31 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-02-22 | 2013-08-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-07 | 2011-02-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-07 | 2011-02-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-09 | 2009-08-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-09 | 2009-08-15 |