Chiu Kwan Sze
施超群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Kwan Sze (施超群), a licensed Responsible Officer with CE reference ARH648. Currently licensed at 1 firm(s): Blue Water Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Water Capital Management Limited | RO | Type 4 — Advising on securities | 2023-03-22 | present |
| Blue Water Capital Management Limited | RO | Type 9 — Asset management | 2023-03-22 | present |
| Blue Water Capital Management Limited | Rep | Type 4 — Advising on securities | 2023-02-01 | 2023-03-22 |
| Blue Water Capital Management Limited | Rep | Type 9 — Asset management | 2023-02-01 | 2023-03-22 |
| Finex Hong Kong Limited | RO | Type 9 — Asset management | 2019-06-04 | 2023-01-31 |
| Finex Hong Kong Limited | RO | Type 4 — Advising on securities | 2018-10-08 | 2023-01-31 |
| Finex Hong Kong Limited | Rep | Type 4 — Advising on securities | 2018-09-11 | 2018-10-08 |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-18 | 2018-08-05 |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-18 | 2018-08-05 |
| Genesis Capital Investment (HK) Limited 聯和運通投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-04-16 | 2015-10-20 |
| Legends Asset Management Limited 天駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-02 | 2015-03-27 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-06 | 2013-11-02 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-06 | 2013-11-02 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-25 | 2013-05-31 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-16 | 2013-05-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-17 | 2010-09-09 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2009-06-03 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-08 | 2009-06-03 |