Hao Feng Lu
呂豪鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Feng Lu (呂豪鋒), a licensed Responsible Officer with CE reference ARI634. Currently licensed at 1 firm(s): Optimas Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 4 — Advising on securities | 2018-08-27 | present |
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 9 — Asset management | 2017-05-12 | present |
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-27 | 2023-07-07 |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 9 — Asset management | 2016-10-13 | 2017-05-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-01 | 2016-08-06 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2013-08-22 | 2016-08-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2013-03-06 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-18 | 2016-08-06 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-18 | 2016-08-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-18 | 2016-08-06 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-11-25 | 2012-11-15 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-05-27 | 2012-11-15 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-07-21 | 2012-11-15 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2008-07-21 | 2012-11-15 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-07-21 | 2012-11-15 |