Monica Chang Elzer
常樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Monica Chang Elzer (常樂), a licensed former licensee with CE reference ARN814. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Toroa Management (HK) Limited 信為資管(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-11-27 | 2024-10-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2019-08-26 | 2021-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2019-08-26 | 2021-02-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2019-08-26 | 2021-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2019-08-26 | 2021-02-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2019-07-29 | 2021-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2019-07-29 | 2021-02-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-28 | 2019-04-08 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2017-05-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-11-23 | 2016-12-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-25 | 2011-03-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-25 | 2011-03-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-25 | 2011-03-18 |