Kevin Si Chun Lee
李思進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Si Chun Lee (李思進), a licensed former licensee with CE reference ARO719. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2021-08-03 | 2023-05-17 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-14 | 2023-05-17 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-14 | 2021-04-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-14 | 2021-04-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-18 | 2014-07-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-05 | 2012-10-30 |